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FINRA Awards for The Concord Equity Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0195007/23/2010Claimant(s): Michael Caradimitropoulo
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Anthony Tricarico, The Concord Equity Group
Respondent Lawyers(s): David E. Robbins, Robert I. Rabinowitz
Arbitrator(s): Thomas Caiaffa, Julian F. Santos, Micalyn S. Harris
Hearing Site: New York, NY
Checkmark IconExpungement
09-0329107/23/2010Claimant(s): Evelyn Dias, Melvin Dias
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): The Concord Equity Group
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Robert E. Thompson, Richard B. Bullock, Walter J. Huntley
Hearing Site: San Francisco, CA
Checkmark Icon$827,000
07-0274503/12/2008Claimant(s): Brant Snavely
Claimant Lawyers(s): Stacey E. Nathanson
Respondent(s): The Concord Equity Group
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Charles Glass Smith
Hearing Site: Charlotte, NC

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