17-03097 | 11/16/2018 | Claimant(s): Darrell Avery Claimant Lawyers(s): Brittany Weiner Respondent(s): Bankoh Investment Services. Respondent Lawyers(s): Joachim Cox Arbitrator(s): Richard B. Bullock, William W. Haskell, David I. Levine Hearing Site: Honolulu, HI
| | |
11-04509 | 10/31/2013 | Claimant(s): Gale A. Pfund and Margery S. Pfund Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Richard B. Bullock, Kenneth W. Gosliner, Alden Sharp Adkins Hearing Site: San Francisco, CA
| | Expungement |
09-03871 | 02/04/2013 | Claimant(s): Xiaohua Qu Claimant Lawyers(s): Michael J. Maloney Respondent(s): Deutsche Bank Securities., William Svoboda Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Michelle Judy Brant, Richard B. Bullock Hearing Site: San Francisco, CA
| | Expungement |
10-02726 | 01/16/2013 | Claimant(s): Megan Steel, Keith M. Steel and Anpei Lin, Community Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Richard B. Bullock, Jonathan H. Krotinger, Edwin C. Shiver Hearing Site: San Francisco, CA
| | Expungement |
10-03003 | 06/29/2012 | Claimant(s): Carol Marini Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): James Parker, Marcelle Long, Portfolio Advisors Alliance. Respondent Lawyers(s): James Ronald Parker, Kerri Wasserman, Marcelle Long Arbitrator(s): Richard B. Bullock, Kenneth W. Gosliner, John C McGourty Hearing Site: San Francisco, CA
| | $254,700 |
11-00432 | 01/31/2012 | Claimant(s): Bobby Hayes, Bobby L. Hayes Living Trust Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric A. Herzog Arbitrator(s): Richard B. Bullock, Martin J. Kotowski, James F. Zotter Hearing Site: Reno, NV
| | $1,377,000 |
08-04498 | 01/06/2012 | Claimant(s): Judith Rutherford Claimant Lawyers(s): Judith Rutherford Respondent(s): Andrew Anagnostou, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kenneth C. Mennemeier Arbitrator(s): Richard B. Bullock, James S. Martin, Michael J. Fish Hearing Site: San Francisco, CA
| | $0 |
09-01865 | 09/02/2010 | Claimant(s): Donald Morrow Claimant Lawyers(s): Lawrence W. Miles Respondent(s): Wedbush Securities Inc., Lisa Gallo Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Richard B. Bullock, Sterling N. Frost, Jeffrey M. Allen Hearing Site: San Francisco, CA
| | $108,000 |
09-03291 | 07/23/2010 | Claimant(s): Evelyn Dias, Melvin Dias Claimant Lawyers(s): Scott R. Shewan Respondent(s): The Concord Equity Group Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Robert E. Thompson, Richard B. Bullock, Walter J. Huntley Hearing Site: San Francisco, CA
| | $827,000 |