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FINRA Awards for John Sabo

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0219203/27/2019Claimant(s): David Netkin
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Morgan Stanley DW Inc., Atlantic Group Securities.
Respondent Lawyers(s): Abigail D. Elrod, John Sabo
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
98-0018702/23/2009Claimant(s): Robert O'Brien
Claimant Lawyers(s): Robert J. O'Brien
Respondent(s): Deborah Sachs, John Sabo, Kenneth Rickel
Respondent Lawyers(s): Deborah K. Sachs, Dereck Wolman, John Charles Sabo
Arbitrator(s): Richard P. Ryder, James J. Noone, Richard V. Adams
Hearing Site: New York, NY

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