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FINRA Awards for and Lucy A. Barnes

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0375305/06/2008Claimant(s): Richard B., and Lucy A. Barnes
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Summit Equities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams
Hearing Site: New York, NY
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