| 22-01073 | 12/20/2022 | Claimant(s): Kunal Arora
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Eva H. Posman, Herbert N. Fishman, Thomas M. Madden
Hearing Site: New York, NY
| | |
| 13-00823 | 06/06/2014 | Claimant(s): Michael Rose
Claimant Lawyers(s): Bryan I. Reyhani
Respondent(s): Dominick & Dominick LLC
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Herbert N. Fishman, Philip Rachmelowitz, Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 08-02908 | 04/21/2011 | Claimant(s): Advanced Delivery & Chemical Systems Hol
Claimant Lawyers(s): Joseph J. Sullivan
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): George Sommerfeld, David S. Paul, Herbert N. Fishman
Hearing Site: New York, NY
|  | $0 |
| 03-08477 | 04/06/2009 | Claimant(s): Jack Schwartz
Claimant Lawyers(s): Laurens R. Schwartz
Respondent(s): Donald Rosenthal, Citigroup Global Markets., James Schwarz
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): John A. Borgese, Samuel B. Folsom, Herbert N. Fishman
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 04-00825 | 04/29/2008 | Claimant(s): John La Spina
Claimant Lawyers(s): Brian Reis
Respondent(s): Hennion & Walsh., Metropolitan Life Insurance Company
Respondent Lawyers(s): Anthony P. La Rocco, Joseph C. O'Keefe
Arbitrator(s): Madelyn A. Levy, Herbert N. Fishman, Thomas Naylor
Hearing Site: New York, NY
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