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FINRA Awards for Donald Rosenthal

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Case Number Award Date Case Summary Customer Case? Amount Granted
03-0847704/06/2009Claimant(s): Jack Schwartz
Claimant Lawyers(s): Laurens R. Schwartz
Respondent(s): Donald Rosenthal, Citigroup Global Markets., James Schwarz
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): John A. Borgese, Samuel B. Folsom, Herbert N. Fishman
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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