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FINRA Awards for Edward C. Nowak

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0504602/29/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Thomas Watts
Respondent Lawyers(s): Charles W. Wright
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Jackson, MS
10-0382901/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Peggy Stavinoha
Respondent Lawyers(s): Reagan D. Pratt
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
11-0028409/14/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Carl Drury
Respondent Lawyers(s): Carl M. Drury
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
11-0089108/09/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Robert Cataldo
Respondent Lawyers(s): Robert A. Cataldo
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
10-0476805/05/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Robert Tolstoi
Respondent Lawyers(s): Brian Reis
Arbitrator(s): Stephen L. Lister
Hearing Site: Newark, NJ
10-0505003/07/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Robert Isom
Respondent Lawyers(s): Robert C. Isom
Arbitrator(s): Peter B. Vaden
Hearing Site: Columbia, SC
10-0377402/01/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Michael Guidroz
Respondent Lawyers(s): Michael Paul Guidroz
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ

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