Potomac Analytics' Logo

FINRA Awards for Reagan D. Pratt

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0009707/25/2022Claimant(s): Shawn Waked, Theresa Stone, Maestro Global
Claimant Lawyers(s): Reagan D. Pratt
Respondent(s): Raymond James Financial Services., Securities America., Jane Terry, Kathleen Kerr, Kirk Bell, Timothy Rivera
Respondent Lawyers(s): Gregory M. Curley, Peter S. Fruin, Scott C. Matasar
Arbitrator(s): Helen Marinak Blohm, Gene R Thornton, Jonathan H. Krotinger
Hearing Site: Albuquerque, NM
10-0382901/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Peggy Stavinoha
Respondent Lawyers(s): Reagan D. Pratt
Arbitrator(s): William R. Jonson
Hearing Site: Houston, TX
10-0160605/24/2011Claimant(s): Robert Ragsdale, Robert M. Ragsdale IRA
Claimant Lawyers(s): Reagan D. Pratt
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Sherry R. Wetsch, Charles A. Bankston, Eric R. Benton
Hearing Site: Houston, TX
Checkmark Icon$127,000

3 Results

Display: