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FINRA Awards for Robert A. Cataldo

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0089108/09/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Robert Cataldo
Respondent Lawyers(s): Robert A. Cataldo
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA

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