FINRA Awards for The Estate of Leonard Cleophas Demers

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-01871	02/11/2011	Claimant(s): Duane Stolpe, Sheila Stolpe, Stolpe Management, Duane Stolpe IRA, Stolpe Family Limited Partnership, Stolpe Charitable Remainder Unitrust Claimant Lawyers(s): Michael Sutton MacDonald Respondent(s): Anthony Salino, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers Respondent Lawyers(s): Brian Reis, Kelly W. Hoversten, The Company President Arbitrator(s): John C. DeMoss, Grant D. Sanders, Robert D. Lawson Hearing Site: Minneapolis, MN		$786,429
09-02420	12/02/2010	Claimant(s): Michael Klatte, Klatte Golf Management., Klatte Golf Partnership, Michael A. Klatte Charitable Remainder U Claimant Lawyers(s): Michael MacDonald Respondent(s): Anthony Salino, Lynn Schultz, RBC Dain Rauscher., Ron Ison, Roy Cohen, Mercer Asset Management., Mercer Capital Ltd., The Estate of Leonard Cleophas Demers Respondent Lawyers(s): Anthony John Salino, Donald S. Arbour, Kelly W. Hoversten, Lynn G. Schultz, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen, The Company President Arbitrator(s): Bruce J. Nerland, Thomas J. Gmeinder, Robert S. Burk Hearing Site: Minneapolis, MN		$2,839,290