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FINRA Awards for Raymond E. Cornelius

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0313604/19/2017Claimant(s): Edina Allen, Robert Allen, Edina C. Allen Revocable Trust, Robert C. Allen Revocable Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Louise B. Zeuli, Raymond E. Cornelius, Robert Francis Roland
Hearing Site: Orlando, FL
Checkmark Icon$0
16-0046710/10/2016Claimant(s): Harold Sherman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway
Hearing Site: Orlando, FL
Checkmark IconExpungement
14-0251701/29/2016Claimant(s): ENME Real Estate Corp.
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Santander Securities
Respondent Lawyers(s): Jorge E. Perez-Dias
Arbitrator(s): Susan Meek, Scott A. Schweber, Raymond E. Cornelius
Hearing Site: San Juan, PR
Checkmark IconExpungement
13-0177701/14/2015Claimant(s): Lois Keryluk, Walter Keryluk, Walter & Lois Keryluk REV TR
Claimant Lawyers(s): Jeffrey M Salas
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Thomas Joseph Atkinson, Alan E. Linden, Raymond E. Cornelius
Hearing Site: Orlando, FL
Checkmark IconExpungement
12-0138401/06/2014Claimant(s): Mary Tipton
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Robert J. Walter, Raymond E. Cornelius, Jennifer Marie Eberly
Hearing Site: Orlando, FL
Checkmark Icon$120,300
12-0274409/17/2013Claimant(s): Thomas McLaughlin
Claimant Lawyers(s): Kevin M. McLaughlin
Respondent(s): Morgan Stanley, Matthew Van Someren, Susan Kahn
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Benjamin L. Abramowitz, Raymond E. Cornelius, David Edwin Link
Hearing Site: Orlando, FL
Checkmark IconExpungement
11-0192904/22/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Daniel Botyos, Lewis Blalock
Respondent Lawyers(s): David C. Reeves
Arbitrator(s): Colleen Grace, Frank William Savino, Raymond E. Cornelius
Hearing Site: Orlando, FL
10-0158601/29/2013Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Patricia Gleason
Respondent Lawyers(s): Patricia A. Gleason
Arbitrator(s): Cindy L. Anderson, Gerald Thomas Harper, Raymond E. Cornelius
Hearing Site: Jacksonville, FL
10-0111105/11/2011Claimant(s): Charles Raney
Claimant Lawyers(s): Curtis Carlson
Respondent(s): SunTrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Richard J. Fuller, Greg Knight, Raymond E. Cornelius
Hearing Site: Orlando, FL

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