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FINRA Awards for David Edwin Link

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0210311/05/2014Claimant(s): Mark Williams
Claimant Lawyers(s): Douglas K. Gartenlaub
Respondent(s): G. Thornhill
Respondent Lawyers(s): Brian F. Mumford
Arbitrator(s): A.J. Seier, Theodore Haynes, David Edwin Link
Hearing Site: Orlando, FL
12-0274409/17/2013Claimant(s): Thomas McLaughlin
Claimant Lawyers(s): Kevin M. McLaughlin
Respondent(s): Morgan Stanley, Matthew Van Someren, Susan Kahn
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Benjamin L. Abramowitz, Raymond E. Cornelius, David Edwin Link
Hearing Site: Orlando, FL
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