Potomac Analytics' Logo

FINRA Awards for Richard M. Nummi

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0138401/06/2014Claimant(s): Mary Tipton
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Robert J. Walter, Raymond E. Cornelius, Jennifer Marie Eberly
Hearing Site: Orlando, FL
Checkmark Icon$120,300
12-0388810/08/2013Claimant(s): Nancy Peters
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
Checkmark Icon$0
10-0404408/03/2011Claimant(s): Michael Opp
Claimant Lawyers(s): Otto K. Hilbert
Respondent(s): KCD Financial.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Marc H. Schtul
Hearing Site: Denver, CO

3 Results

Display: