| 15-02493 | 04/18/2016 | Claimant(s): Edward McDonough
Claimant Lawyers(s): Edward Aloysius McDonough
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Robert J. Walter, Lori Beth Kamen, John Briggs
Hearing Site: Orlando, FL
| | |
| 12-04306 | 07/14/2014 | Claimant(s): Beatrice Turner, Carol Jenkins, David Colton, James Buchanan, Jeanine Vaerewyck, Philip Ussery, Ronald Vaerewyck, Susan Fenhaus, William Jenkins
Claimant Lawyers(s): D. Daxton White
Respondent(s): Reef Securities.
Respondent Lawyers(s): Laura J. O'Rourke
Arbitrator(s): Robert J. Walter, Joseph John Mantione, Robert S. Anderson
Hearing Site: Orlando, FL
|  | $188,000 |
| 11-04568 | 02/20/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): John Lechner, Larry Herring
Respondent Lawyers(s): John Gerald Lechner, Philip J. Snyderburn
Arbitrator(s): Terry G. Cleaves, Ronald W. Devoe, Robert J. Walter
Hearing Site: Orlando, FL
| | |
| 12-03702 | 02/03/2014 | Claimant(s): Vishnu Yelamanchi
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): NSM Securities, Niyukt Bhasin
Arbitrator(s): Mark R. Topper, Robert J. Walter, David C. Matthews
Hearing Site: Orlando, FL
| | $187,177 |
| 12-01384 | 01/06/2014 | Claimant(s): Mary Tipton
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Robert J. Walter, Raymond E. Cornelius, Jennifer Marie Eberly
Hearing Site: Orlando, FL
| | $120,300 |
| 10-04929 | 09/16/2013 | Claimant(s): Nasirdin Madhany, Zeenat Madhany, Nasirdin H. Madhany Revocable Trust, Zeenat Madhany Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Robert J. Walter, Floyd Edward Roberts, Theodore Haynes
Hearing Site: Orlando, FL
| | $3,185,300 |
| 11-03990 | 12/11/2012 | Claimant(s): Pamela Johnson, Thomas Johnson, T. & P. Johnson, on behalf of IRA/Trusts
Claimant Lawyers(s): Stephen D. Milbrath
Respondent(s): Steven Thagard, Northwestern Mutual Investment Services
Respondent Lawyers(s): Jason M. Fedo, Michael A. Massari
Arbitrator(s): Robert J. Walter, Gayle B. Carlson, Laura Anne Wheeler
Hearing Site: Orlando, FL
| | Expungement |
| 10-04709 | 07/25/2012 | Claimant(s): Victoria Tacher-Zavala
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carrie Bechtold
Arbitrator(s): William H. Steinbrenner, Robert J. Walter, James Howell Garrison
Hearing Site: Orlando, FL
| | Expungement |
| 08-02376 | 03/25/2009 | Claimant(s): Richard Wolff, Ruth Wolff
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Stifel Nicolaus & Company. as Succe
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Robert J. Walter, Stephen A. Saker, Arve Alexander Wikstrom
Hearing Site: Orlando, FL
| | $158,228 |
| 08-00829 | 02/04/2009 | Claimant(s): Sharon Davis
Claimant Lawyers(s): Marc J. Ross
Respondent(s): Bruce Guarino, Christopher Ferrara, Christopher Pollina, Edward Puttick, George Hasapes, John Williams, Joseph Natoli, Advanced Planning Securities., Rockwell Global Capital
Respondent Lawyers(s): David S. Smith, John Jackson Williams, Joseph F. Keenan
Arbitrator(s): Stuart K. Furman, Robert J. Walter, Greg Knight
Hearing Site: Orlando, FL
| | $0 |
