| 16-01718 | 12/18/2017 | Claimant(s): Suntrust Robinson Humphrey.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): William Blair & Company L.L.C., Calton & Associates.
Respondent Lawyers(s): Debra A. Jenks, George L. Guerra
Arbitrator(s): David C. Matthews, Oliver J. Janney, James Schoenbeck
Hearing Site: Tampa, FL
| | |
| 12-03702 | 02/03/2014 | Claimant(s): Vishnu Yelamanchi
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): NSM Securities, Niyukt Bhasin
Arbitrator(s): Mark R. Topper, Robert J. Walter, David C. Matthews
Hearing Site: Orlando, FL
|  | $187,177 |
| 11-02745 | 05/17/2012 | Claimant(s): Alice Potter
Claimant Lawyers(s): David Liebrader
Respondent(s): Lawrence Rasche
Respondent Lawyers(s): Jason D. Winter
Arbitrator(s): Thomas F. Shine, David C. Matthews, Alan E. Linden
Hearing Site: Orlando, FL
| | $0 |
| 09-04236 | 07/28/2011 | Claimant(s): Donald L. Ames Trust U/A DTD 4/9/82, Mary R. Ames Trust U/A DTD 4/9/82
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Benjamin L. Abramowitz, David C. Matthews, Robert S. Anderson
Hearing Site: Orlando, FL
| | Expungement |
| 09-00357 | 10/30/2009 | Claimant(s): James W. Lyman and Judith Lyman
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Paul Marshall
Respondent Lawyers(s): Paul Marshall
Arbitrator(s): William H. Fleece, Ronald A. Isackson, David C. Matthews
Hearing Site: Tampa, FL
| | Expungement |
| 08-00119 | 02/12/2009 | Claimant(s): Mr. & Mrs. James H. Morton
Claimant Lawyers(s): Sonia Morton
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Arthur L. Sirkin, Horace A. Andrews, David C. Matthews
Hearing Site: Orlando, FL
| | $0 |
