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FINRA Awards for Mr. & Mrs. James H. Morton

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0011902/12/2009Claimant(s): Mr. & Mrs. James H. Morton
Claimant Lawyers(s): Sonia Morton
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Arthur L. Sirkin, Horace A. Andrews, David C. Matthews
Hearing Site: Orlando, FL
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