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FINRA Awards for William Blair & Company L.L.C.

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0264905/24/2024Claimant(s): Howard Sproat
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael Lau, Paul J. Burkhart, Scott Manker
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0171201/14/2021Claimant(s): Brian Kasal
Claimant Lawyers(s): Joshua Kons
Respondent(s): Morgan Stanley, William Blair & Company L.L.C.
Respondent Lawyers(s): Andrew Gelfand, Esq., Christopher D. Seps
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
18-0300710/24/2019Claimant(s): William Blair & Company L.L.C.
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Ajay Thomas
Respondent Lawyers(s): Clay Hartmann
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
16-0171812/18/2017Claimant(s): Suntrust Robinson Humphrey.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): William Blair & Company L.L.C., Calton & Associates.
Respondent Lawyers(s): Debra A. Jenks, George L. Guerra
Arbitrator(s): David C. Matthews, Oliver J. Janney, James Schoenbeck
Hearing Site: Tampa, FL
14-0048910/10/2014Claimant(s): Thomas Salvino
Claimant Lawyers(s): James L. Kopecky
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Arthur Simon
Arbitrator(s): Stephen C. Esposito, Howard B. Silverman, Marcia Bonita Gevers
Hearing Site: Chicago, IL
09-0138612/15/2009Claimant(s): Benjamin Rooks
Claimant Lawyers(s): Jeffrey Grant Brown
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Tobias E. Schlueter
Arbitrator(s): Sanford J. Prizant, Sondra Sellars, Irving S. Capitel
Hearing Site: Chicago, IL
09-0057211/16/2009Claimant(s): Josephine DesParte
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Brian Kasal, William Blair & Company L.L.C., William Ross
Respondent Lawyers(s): Andrea K. Zollett, Phillip M. Goldberg
Arbitrator(s): John N. Chapin, Joseph FitzSimmons, John T. Keefe
Hearing Site: Chicago, IL
Checkmark Icon$1,117,860

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