| 17-00115 | 08/10/2017 | Claimant(s): Harold Kaplan
Claimant Lawyers(s): Steven G Storch
Respondent(s): Legend Securities.
Respondent Lawyers(s): Salvatore C. Caruso
Arbitrator(s): Sanford J. Prizant, Epaminondas Eddie Manelis, Lisa M. Krimen
Hearing Site: Chicago, IL
|  | $0 |
| 15-01217 | 07/12/2016 | Claimant(s): David A. Noyes & Company
Claimant Lawyers(s): Daryl M. Schumacher
Respondent(s): Anthony Falco, John Bouckaert, Peter Vick, Thomas Bono, Monere Investments.
Respondent Lawyers(s): Bernard F. Doyle, Robert J. Trizna
Arbitrator(s): Sanford J. Prizant, Champ W. Davis, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | |
| 13-02543 | 10/06/2014 | Claimant(s): David Gordon
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): James Cox
Respondent Lawyers(s): Gabriella Moretti
Arbitrator(s): Peter Ordower, Sanford J. Prizant, Mark L Miller
Hearing Site: Chicago, IL
| | |
| 10-02906 | 12/12/2011 | Claimant(s): Scott Sutherland
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Sanford J. Prizant, Richard R. Bicek, James A. Murphy
Hearing Site: Chicago, IL
| | |
| 10-05156 | 09/28/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jennifer Adorjan
Respondent Lawyers(s): Jennifer S. Adorjan
Arbitrator(s): Sanford J. Prizant, Lee H. Goodman, Irving A. Chesler
Hearing Site: Chicago, IL
| | |
| 09-01386 | 12/15/2009 | Claimant(s): Benjamin Rooks
Claimant Lawyers(s): Jeffrey Grant Brown
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Tobias E. Schlueter
Arbitrator(s): Sanford J. Prizant, Sondra Sellars, Irving S. Capitel
Hearing Site: Chicago, IL
| | |
| 06-04895 | 10/12/2007 | Claimant(s): Anthony Ivankovich
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Sanford J. Prizant, James J. Eccleston, Ahmed A. Patel
Hearing Site: Chicago, IL
| | Stipulated Award |
