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FINRA Awards for Lloyd S Clareman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0415307/28/2010Claimant(s): Daniel Hanover
Claimant Lawyers(s): Laurie Alexander-Krom
Respondent(s): Cowen & Company
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Robert J. Ambrogi, Thomas J. Donoghue, John Joseph Cotter
Hearing Site: Boston, MA
05-0631611/27/2007Claimant(s): Charles Goldschmidt, David Price, Howard Asher, Ledlie Borgerhoff, Robert Eickholt, Ronald Cook, Terry McSweeney, IRA
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Clifford A. Harwick, Daniel A. Pinkus, Joseph F. Grassi
Hearing Site: New York, NY
Checkmark IconStipulated Award
06-0489510/12/2007Claimant(s): Anthony Ivankovich
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Sanford J. Prizant, James J. Eccleston, Ahmed A. Patel
Hearing Site: Chicago, IL
Checkmark IconStipulated Award

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