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FINRA Awards for James J. Eccleston

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0033911/23/2015Claimant(s): Investment Planners.
Claimant Lawyers(s): Renee Emrick
Respondent(s): Gordon Roberts
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): James J. Eccleston
Hearing Site: Chicago, IL
06-0489510/12/2007Claimant(s): Anthony Ivankovich
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Sanford J. Prizant, James J. Eccleston, Ahmed A. Patel
Hearing Site: Chicago, IL
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