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FINRA Awards for Renee Emrick

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0033911/23/2015Claimant(s): Investment Planners.
Claimant Lawyers(s): Renee Emrick
Respondent(s): Gordon Roberts
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): James J. Eccleston
Hearing Site: Chicago, IL
08-0142404/07/2009Claimant(s): First Midwest Securities.
Claimant Lawyers(s): Renee Emrick
Respondent(s): Patricia Robinson
Respondent Lawyers(s): Patrick Corcoran
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Las Vegas, NV
08-0280701/30/2009Claimant(s): First Midwest Securities.
Claimant Lawyers(s): Renee Emrick
Respondent(s): Daniel Vazquez
Respondent Lawyers(s): Daniel Benjamin Vazquez
Arbitrator(s): Marvin B. Karelitz
Hearing Site: Los Angeles, CA

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