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FINRA Awards for David Price

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0149207/11/2024Claimant(s): David Price
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Jeff Margolin
Arbitrator(s): Terry M Lloyd, James H. Fehlberg, Scott Hooper
Hearing Site: Portland, OR
12-0343202/07/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Glenn Berger
Respondent(s): David Price
Respondent Lawyers(s): David Craig Price
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Ft. Lauderdale, FL
05-0631611/27/2007Claimant(s): Charles Goldschmidt, David Price, Howard Asher, Ledlie Borgerhoff, Robert Eickholt, Ronald Cook, Terry McSweeney, IRA
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Clifford A. Harwick, Daniel A. Pinkus, Joseph F. Grassi
Hearing Site: New York, NY
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