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FINRA Awards for Scott Hooper

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0149207/11/2024Claimant(s): David Price
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Jeff Margolin
Arbitrator(s): Terry M Lloyd, James H. Fehlberg, Scott Hooper
Hearing Site: Portland, OR
23-0244706/26/2024Claimant(s): John Shepherd
Claimant Lawyers(s): Harris Freedman
Respondent(s): CUNA Brokerage Services.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Scott Hooper
Hearing Site: Portland, OR
16-0001803/03/2017Claimant(s): Shawn Kesterson
Claimant Lawyers(s): Shawn Kesterson
Respondent(s): Jim Pinegar, Judy Pinegar
Respondent Lawyers(s): Jim Pinegar, Judy Pinegar
Arbitrator(s): Thomas A. Martin, Heath O. Lauseng, Scott Hooper
Hearing Site: Houston, TX
Expungement

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