Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01492 | 07/11/2024 | Claimant(s): David Price Claimant Lawyers(s): Harris Freedman Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Jeff Margolin Arbitrator(s): Terry M Lloyd, James H. Fehlberg, Scott Hooper Hearing Site: Portland, OR | ||
| 23-03294 | 05/06/2024 | Claimant(s): Kenny Johnson Claimant Lawyers(s): Christopher H. Tovar Respondent(s): TD Ameritrade. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Terry M Lloyd, Gary G. Sackett, James Wilmer Barlow Hearing Site: Salt Lake City, UT | ||
| 23-00287 | 08/02/2023 | Claimant(s): Sean Satterfield Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Terry M Lloyd Hearing Site: Honolulu, HI | ||
| 20-02901 | 07/20/2021 | Claimant(s): Scott Allen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Terry M Lloyd Hearing Site: Salt Lake City, UT | ||
| 20-00045 | 08/11/2020 | Claimant(s): Timothy Pearson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Terry M Lloyd Hearing Site: Salt Lake City, UT | ||
| 18-00758 | 11/01/2018 | Claimant(s): Clifford Robello Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Terry M Lloyd Hearing Site: Honolulu, HI | ||
| 17-00812 | 01/17/2018 | Claimant(s): John Jaicks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Lesley V. Tepper Arbitrator(s): Terry M Lloyd Hearing Site: Salt Lake City, UT | ||
| 16-01183 | 01/02/2018 | Claimant(s): Nigel Timms Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Morgan Stanley Respondent Lawyers(s): Christine A. Kendrick Arbitrator(s): William Ziering, Herbert Liberman, Terry M Lloyd Hearing Site: Honolulu, HI |  | Expungement |
| 15-01580 | 09/06/2016 | Claimant(s): Kasey Ring Claimant Lawyers(s): Jaqualin Friend Peterson Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): W. John Lee Arbitrator(s): Dennis Dowd, Terry M Lloyd, Richard Marc Weinroth Hearing Site: Salt Lake City, UT | ||
| 10-05726 | 12/31/2012 | Claimant(s): Clara Hickle Claimant Lawyers(s): Tanya S. Sacks Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin Fitzgerald Arbitrator(s): Herb Schwartz, Terry M Lloyd, Joseph Berzok Hearing Site: San Francisco, CA | | $0 |