| 23-01474 | 03/13/2024 | Claimant(s): Douglas Greenberg
Claimant Lawyers(s): William Bean
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
| | |
| 19-02733 | 02/07/2020 | Claimant(s): Thomas Wilson
Claimant Lawyers(s): Thomas B. Wilson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
|  | $3,136 |
| 16-02576 | 03/07/2018 | Claimant(s): Gerald Sharman
Claimant Lawyers(s): Jeffrey Thomas
Respondent(s): Morgan Stanley, Richard Shalhoub
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Lisa Bass Morris, Andrew Barton, Scott Gammel
Hearing Site: Denver, CO
| | $0 |
| 16-01183 | 01/02/2018 | Claimant(s): Nigel Timms
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): William Ziering, Herbert Liberman, Terry M Lloyd
Hearing Site: Honolulu, HI
| | Expungement |
| 16-00762 | 04/06/2017 | Claimant(s): Larry Rabineau
Claimant Lawyers(s): Larry Rabineau
Respondent(s): Donald Kartoon, Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Larry Edmonson, Richard Maurice Robinson, Matthew Syken
Hearing Site: Los Angeles, CA
| | $4,000 |
| 15-00060 | 01/15/2016 | Claimant(s): Sharon Boyd
Claimant Lawyers(s): Sharon K. Boyd
Respondent(s): Morgan Stanley DW Inc., Todd Leake
Respondent Lawyers(s): Christine A. Kendrick, Jeffrey I. Nicodemus
Arbitrator(s): Ann Blaess Kimball, Lewis W. Pollok, C. Sumpter Logan
Hearing Site: Dallas, TX
| | $0 |
| 14-03669 | 06/24/2015 | Claimant(s): Richard Koerner
Claimant Lawyers(s): Richard J. Koerner
Respondent(s): Douglas Ingham, Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick, Lesley V. Tepper
Arbitrator(s): Arocles Aguilar
Hearing Site: Honolulu, HI
| | $300 |
| 12-03588 | 08/05/2014 | Claimant(s): Allyson Silverman, Glenn Edelman
Claimant Lawyers(s): August Iorio
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): A.J. Borelli, Christine A. Kendrick
Arbitrator(s): Madelon M. Rosenfeld, Mary Lou McGanney, Amy Jill Baranoff
Hearing Site: New York, NY
| | Expungement |
| 10-04765 | 09/14/2012 | Claimant(s): Craig Dyas, Jacqueline Dyas
Claimant Lawyers(s): Hugh N. Lyle
Respondent(s): John Ross, Morgan Stanley, Rodney Fallin
Respondent Lawyers(s): Christine A. Kendrick, Donald R. Littlefield
Arbitrator(s): Roland D. Freeman, C. Sumpter Logan, Robert Jerry Strader
Hearing Site: Dallas, TX
| | Expungement |
| 06-03776 | 04/22/2008 | Claimant(s): Jane Bueller, Janet Duval, Marguerite Dillon, Ray Dillon, JKG Investment Company, L.P., Betty L. Dillon Trust
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): M. W. Gear, Thomas J. Cotrone, Irwin S. Sugerman
Hearing Site: Wichita, KS
| | $0 |
