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FINRA Awards for August Iorio

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0288105/09/2019Claimant(s): Manuel Velez De Jesus, Mavel Corp.
Claimant Lawyers(s): August Iorio
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones
Arbitrator(s): Gerald H. Grayson, Bernard Lieberman, Wayne I. Harris
Hearing Site: New York, NY
Checkmark IconExpungement
12-0358808/05/2014Claimant(s): Allyson Silverman, Glenn Edelman
Claimant Lawyers(s): August Iorio
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): A.J. Borelli, Christine A. Kendrick
Arbitrator(s): Madelon M. Rosenfeld, Mary Lou McGanney, Amy Jill Baranoff
Hearing Site: New York, NY
Checkmark IconExpungement
13-0050107/11/2014Claimant(s): Elizabeth Krinick
Claimant Lawyers(s): August Iorio
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Mitchell S. Friedman, Laura Carraher, Yvette Strong
Hearing Site: New York, NY
Checkmark IconExpungement

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