Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01225 | 01/25/2024 | Claimant(s): Todd Gomes Claimant Lawyers(s): Kathleen Patchel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 21-01042 | 01/19/2024 | Claimant(s): Andrea Bollakis, Richard Molsby Claimant Lawyers(s): Cameron D. Bordner Respondent(s): Wells Fargo Clearing Services, Megan Phillips, Michael Garner, Theodore Rich, Thomas Metzger Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Carol Ann Jensen, Arocles Aguilar, Kevin C. Coleman Hearing Site: Reno, NV |  | $0 |
| 23-01889 | 12/15/2023 | Claimant(s): Kristopher Watts, Sherri Omdahl Claimant Lawyers(s): Peter R. Boutin Respondent(s): Morgan Stanley Respondent Lawyers(s): Elisabeth Kratka Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 22-01925 | 12/12/2023 | Claimant(s): Christopher Berthold Claimant Lawyers(s): Christopher Berthold Respondent(s): TD Ameritrade. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Arocles Aguilar Hearing Site: Seattle, WA | | Dismissed by Rule 12212 and 12511 |
| 23-00794 | 10/31/2023 | Claimant(s): Justin Bailey Claimant Lawyers(s): Robert Hill Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 22-01156 | 06/26/2023 | Claimant(s): Kevin Ho Claimant Lawyers(s): Jeffrey A. Feldman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 22-01839 | 05/09/2023 | Claimant(s): Ronald Kuhn Claimant Lawyers(s): Jessica E. Levine Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Smitham Arbitrator(s): Peter H. Daly, Arocles Aguilar, Bruce Swartout Hearing Site: Honolulu, HI | ||
| 22-01513 | 12/19/2022 | Claimant(s): Sussan Hashemi Claimant Lawyers(s): Sussan Hashemi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | | $0 |
| 21-02776 | 06/22/2022 | Claimant(s): Ting O'Connor Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 21-01784 | 03/09/2022 | Claimant(s): Scott Yee Claimant Lawyers(s): Zachary Morse Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA |