| 18-01140 | 04/04/2019 | Claimant(s): Harry William Tepper Trust
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
|  | $85,061 |
| 16-03171 | 03/29/2018 | Claimant(s): Carol S. Warman, IRA, Paul Warman, Warman Revocable Trust dated 10-09-98
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): Morgan Stanley, George Manska, Lynda Schultz
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Larry Edmonson, A. Joel Klein, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | Expungement |
| 16-00762 | 04/06/2017 | Claimant(s): Larry Rabineau
Claimant Lawyers(s): Larry Rabineau
Respondent(s): Donald Kartoon, Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Larry Edmonson, Richard Maurice Robinson, Matthew Syken
Hearing Site: Los Angeles, CA
| | $4,000 |
| 14-01220 | 10/28/2015 | Claimant(s): Colleen Levin, Jon Levin, Jon & Colleen Levin Trust dd 2/20/91
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Larry Edmonson, Herbert Murez, Thomas W. Gregory
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-01024 | 03/19/2015 | Claimant(s): Reuben Vollmer
Claimant Lawyers(s): Christopher Mader
Respondent(s): Aaron Maurer, Norman Price, Ronald Robertson, RP Capital LLC., Strategic Capital Group
Respondent Lawyers(s): Christine E. Tavares, William E. Fitzharris
Arbitrator(s): Larry Edmonson, Mark S. Priver, Richard A. Stephens
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-05029 | 01/03/2012 | Claimant(s): Frank Tysen
Claimant Lawyers(s): Timothy Feil
Respondent(s): Lawrence Kirshbaum, Prestige Financial Center.
Respondent Lawyers(s): Larry Kirshbaum, Lawrence Gary Kirshbaum
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $60,469 |
| 10-03404 | 02/22/2011 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Timothy Feil
Respondent(s): Antonio Vallejo
Respondent Lawyers(s): Roger A. Cerda
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-03629 | 08/23/2010 | Claimant(s): Bleifer Family Trust dtd 3/25/1999, Pompan Family Trust u/a/d 4/4/98, The Nickie Lee Silk 2004 Trust, The Nickie Lee Silk Declaration Trust
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth L. Lindh
Arbitrator(s): Larry Edmonson, Morris S. Getzels, Marc S. Joseph
Hearing Site: Los Angeles, CA
| | $2,024,000 |
| 09-00088 | 07/15/2010 | Claimant(s): Jeanette Andreas, Joel Andreas
Claimant Lawyers(s): James A. Sigler
Respondent(s): Charles Schwab & Co.., William Read
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Larry Edmonson, Larry Haugaard, Robert Rosen
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-03921 | 05/04/2010 | Claimant(s): Mike Zack
Claimant Lawyers(s): Mike Zack
Respondent(s): James Fonseca, Investors Capital Corp.
Respondent Lawyers(s): James L. Fonseca, Rebecca S. Hice
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $3,631 |
