FINRA Awards for Strategic Capital Group

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01024	03/19/2015	Claimant(s): Reuben Vollmer Claimant Lawyers(s): Christopher Mader Respondent(s): Aaron Maurer, Norman Price, Ronald Robertson, RP Capital LLC., Strategic Capital Group Respondent Lawyers(s): Christine E. Tavares, William E. Fitzharris Arbitrator(s): Larry Edmonson, Mark S. Priver, Richard A. Stephens Hearing Site: Los Angeles, CA		Expungement
13-00495	12/10/2014	Claimant(s): Donna Tait, Donna R. Tait IRA, Donna R. Tait Spousal IRA, Tait Marital Deduction Trust Claimant Lawyers(s): Christopher Mader Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group Respondent Lawyers(s): William E. Fitzharris Arbitrator(s): Laurie E. Law, Al Van Kampen, Ann Sattler Hearing Site: Seattle, WA		Expungement
12-03139	04/17/2014	Claimant(s): Dorothy Sivo, Lighthouse Point Claimant Lawyers(s): Christopher P. Mader Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group Respondent Lawyers(s): William E. Fitzharris Arbitrator(s): David W. Evans, Todd A. Bloom, Charles Scott McClellan Hearing Site: Seattle, WA		Expungement
12-00556	06/03/2013	Claimant(s): Donald Sehmel, Mary Sehmel, The Sehmel Homestead Limited Partnership, 1995 Sehmel Homestead Charitable Trust Claimant Lawyers(s): Christopher Mader Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group Respondent Lawyers(s): William E. Fitzharris Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, Thomas R. Dreiling Hearing Site: Seattle, WA		$0