15-02941 | 12/08/2017 | Claimant(s): Claimant Lawyers(s): Respondent(s): Louis Kittlaus, William Bringham, Kingsbury Capital. Respondent Lawyers(s): James F. Carlson, Louis Karl Kittlaus, Nicholas P. Iavarone Arbitrator(s): Mark E. Larson, Epaminondas Eddie Manelis, Michael J. Rappa Hearing Site: Chicago, IL
| | Expungement |
17-00115 | 08/10/2017 | Claimant(s): Harold Kaplan Claimant Lawyers(s): Steven G Storch Respondent(s): Legend Securities. Respondent Lawyers(s): Salvatore C. Caruso Arbitrator(s): Sanford J. Prizant, Epaminondas Eddie Manelis, Lisa M. Krimen Hearing Site: Chicago, IL
| | $0 |
13-02124 | 12/19/2014 | Claimant(s): Raymond Walton Claimant Lawyers(s): Nancy Temple Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P. Respondent Lawyers(s): David E. Schoenfeld Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer Hearing Site: Chicago, IL
| | |
11-02908 | 12/09/2013 | Claimant(s): Virginia Larson Claimant Lawyers(s): James J. Moylan Respondent(s): Darrell Sitarz, National Securities Corporation, Mark Bruscianelli, Navisis Financial Respondent Lawyers(s): Company President, Dave Gaba, James J. Moylan, James Barbee Arbitrator(s): Mary A. Duffy, Epaminondas Eddie Manelis, Robert Alan Murphy Hearing Site: Chicago, IL
| | $219,070 |
12-00271 | 04/05/2013 | Claimant(s): Kevin O'Neill Claimant Lawyers(s): Robert C. Levels Respondent(s): Birkelbach Investment Securities. Respondent Lawyers(s): Christopher Wurtzinger Arbitrator(s): Michael F. Jordan, Epaminondas Eddie Manelis, Michael S. Jordan Hearing Site: Chicago, IL
| | $687,410 |
11-03896 | 01/02/2013 | Claimant(s): Steven Stroker Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Epaminondas Eddie Manelis, Robert Lewis Brown, Franklin Sariel Schwerin Hearing Site: Chicago, IL
| | |
08-03070 | 03/31/2010 | Claimant(s): Steven Esposito Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Erin E. Mac Avoy Arbitrator(s): Theodore L. Leeb, Epaminondas Eddie Manelis, John C. Bierbusse Hearing Site: Chicago, IL
| | |