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FINRA Awards for Mark E. Larson

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0294112/08/2017Claimant(s):
Claimant Lawyers(s):
Respondent(s): Louis Kittlaus, William Bringham, Kingsbury Capital.
Respondent Lawyers(s): James F. Carlson, Louis Karl Kittlaus, Nicholas P. Iavarone
Arbitrator(s): Mark E. Larson, Epaminondas Eddie Manelis, Michael J. Rappa
Hearing Site: Chicago, IL
Checkmark IconExpungement
10-0064906/25/2012Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Robinson
Respondent Lawyers(s): Keith L. Griffin
Arbitrator(s): Peter Ordower, Mark E. Larson, Gerald Joseph Aleksy
Hearing Site: Chicago, IL
07-0162003/24/2008Claimant(s): Almax Investments LLC
Claimant Lawyers(s): Stephen P. Bedell
Respondent(s): Michael Moore, Sarah Moore, EROOM Securities LLC
Respondent Lawyers(s): Jennifer Zordani
Arbitrator(s): G. Gale Roberson, Mark E. Larson, James Michael Bailey
Hearing Site: Chicago, IL
07-0253202/22/2008Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Giovanni Difiore
Respondent Lawyers(s): Gary J. Fernandez
Arbitrator(s): Mark E. Larson
Hearing Site: Chicago, IL

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