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FINRA Awards for Michael J. Rappa

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0294112/08/2017Claimant(s):
Claimant Lawyers(s):
Respondent(s): Louis Kittlaus, William Bringham, Kingsbury Capital.
Respondent Lawyers(s): James F. Carlson, Louis Karl Kittlaus, Nicholas P. Iavarone
Arbitrator(s): Mark E. Larson, Epaminondas Eddie Manelis, Michael J. Rappa
Hearing Site: Chicago, IL
Checkmark IconExpungement
15-0145212/20/2016Claimant(s): Kimberly Rose
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Thomas F. Ryan, Charles Orlove, Michael J. Rappa
Hearing Site: Chicago, IL

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