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FINRA Awards for Louis Kittlaus

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0085206/12/2018Claimant(s): Gail Fortune, Crost Imports.
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Harold White, Kathleen Shave, Louis Kittlaus, Ashton Capital Management.
Respondent Lawyers(s): Harold Carse White, Kathleen Ann Shave, Louis Karl Kittlaus
Arbitrator(s): Morris S. Getzels, Joseph C. Watson, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$2,145,300
17-0178803/26/2018Claimant(s): Alliance Affiliated Equities Corporation
Claimant Lawyers(s): Jeffery Gibbs
Respondent(s): Louis Kittlaus
Respondent Lawyers(s): Louis Karl Kittlaus
Arbitrator(s): Mark L. Williams
Hearing Site: Kansas City, MO
15-0294112/08/2017Claimant(s):
Claimant Lawyers(s):
Respondent(s): Louis Kittlaus, William Bringham, Kingsbury Capital.
Respondent Lawyers(s): James F. Carlson, Louis Karl Kittlaus, Nicholas P. Iavarone
Arbitrator(s): Mark E. Larson, Epaminondas Eddie Manelis, Michael J. Rappa
Hearing Site: Chicago, IL
Checkmark IconExpungement

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