Potomac Analytics' Logo

FINRA Awards for John M. Kramer

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0343202/05/2016Claimant(s): Jeffrey Howard
Claimant Lawyers(s): Hal J. Wood
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Mitchell Lee Marinello, John M. Kramer, Susan L. Walker
Hearing Site: Chicago, IL
13-0212412/19/2014Claimant(s): Raymond Walton
Claimant Lawyers(s): Nancy Temple
Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P.
Respondent Lawyers(s): David E. Schoenfeld
Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer
Hearing Site: Chicago, IL
10-0276912/05/2011Claimant(s): Diane M. Deiss Living Trust
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Daniel Czapla, Merrill Lynch Pierce Fenner & Smith Inc., William Schellenberger
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Rody P. Biggert, John M. Kramer, Edward Louis Koven
Hearing Site: Chicago, IL
Checkmark Icon$0

3 Results

Display: