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FINRA Awards for Dave Gaba

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0290812/09/2013Claimant(s): Virginia Larson
Claimant Lawyers(s): James J. Moylan
Respondent(s): Darrell Sitarz, National Securities Corporation, Mark Bruscianelli, Navisis Financial
Respondent Lawyers(s): Company President, Dave Gaba, James J. Moylan, James Barbee
Arbitrator(s): Mary A. Duffy, Epaminondas Eddie Manelis, Robert Alan Murphy
Hearing Site: Chicago, IL
Checkmark Icon$219,070
11-0442803/01/2013Claimant(s): Barbara Fairbanks, Creighton Rauh, George Hughes, Karl Fairbanks, Keith Kriewall, Lynda Masterson, Merri Zehfus Kriewall, Nancy Huges, Shirley Sandwith
Claimant Lawyers(s): Dave Gaba
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Christopher B. Wells
Arbitrator(s): William J. Bender, Roy J. Moceri, Mark Harris Adams
Hearing Site: Seattle, WA
Checkmark Icon$186,544

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