Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01455 | 04/30/2024 | Claimant(s): Raymond Paller Claimant Lawyers(s): Bruce Lewitas Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Mark L Miller, Susan M. Coleman, Lisa M. Krimen Hearing Site: Chicago, IL |  | $0 |
| 23-00180 | 07/18/2023 | Claimant(s): Joshua Betancourt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sierra Gray Arbitrator(s): Lisa M. Krimen Hearing Site: Chicago, IL | ||
| 21-00002 | 08/18/2022 | Claimant(s): Michael Gutt Claimant Lawyers(s): John M. O'Toole Respondent(s): Ameriprise Financial Services., Steven Sterchele Respondent Lawyers(s): Sydney H. Crowder Arbitrator(s): Ray J. Grzebielski, Howard T. Goffen, Lisa M. Krimen Hearing Site: Chicago, IL | | Expungement |
| 21-00441 | 07/05/2022 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Issa Dababneh Respondent Lawyers(s): Issa J. Dababneh Arbitrator(s): Lisa M. Krimen Hearing Site: Chicago, IL | | $0 |
| 18-02179 | 12/11/2019 | Claimant(s): Mark Munizzi Claimant Lawyers(s): Steven P Gomberg Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Donald M. Thompson, Craig D. Cook, Lisa M. Krimen Hearing Site: Chicago, IL | ||
| 17-00115 | 08/10/2017 | Claimant(s): Harold Kaplan Claimant Lawyers(s): Steven G Storch Respondent(s): Legend Securities. Respondent Lawyers(s): Salvatore C. Caruso Arbitrator(s): Sanford J. Prizant, Epaminondas Eddie Manelis, Lisa M. Krimen Hearing Site: Chicago, IL | | $0 |