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FINRA Awards for Champ W. Davis

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0121707/12/2016Claimant(s): David A. Noyes & Company
Claimant Lawyers(s): Daryl M. Schumacher
Respondent(s): Anthony Falco, John Bouckaert, Peter Vick, Thomas Bono, Monere Investments.
Respondent Lawyers(s): Bernard F. Doyle, Robert J. Trizna
Arbitrator(s): Sanford J. Prizant, Champ W. Davis, Raymond P. Buschmann
Hearing Site: Chicago, IL
13-0365106/30/2015Claimant(s): Joseph Kapshandy
Claimant Lawyers(s): Eamon P. Kelly
Respondent(s): Timothy Kelly
Respondent Lawyers(s): Bradley P. Colborn
Arbitrator(s): Daniel R. Formeller, Champ W. Davis, Pamela A. Kentra
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0345802/21/2013Claimant(s): Baroukh Levi, Trudy Levi, Baroukh Levi IRA, Trudy and Baroukh Levi Joint Acct., Park Anesthesia PSP, Park Anesthesiologist PSP, Pro Anesthesia SC Emp RP, The Park Anestheia LLC 401K Plan, Baroukh Levi Living Trust
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Timothy Mcfadden, Timothy Mcmullan, Capital Brokerage Corporation
Respondent Lawyers(s): Joshua Kroot, Timothy Owen McMullan, Timothy McFadden
Arbitrator(s): John D. Crawford, Champ W. Davis, Elizabeth C. Simon
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0224812/12/2012Claimant(s): I-Wen Liu, Thomas Campbell
Claimant Lawyers(s): J. Samuel Tenenbaum
Respondent(s): Genevieve Mar
Respondent Lawyers(s): Stephany McLaughlin
Arbitrator(s): Peter Ordower, Champ W. Davis, Elliot Leitner
Hearing Site: Chicago, IL
Checkmark Icon$125,000
10-0386303/05/2012Claimant(s): Christopher Bartol, Matthew Spagat, Mitchell Simborg, Sheldon Simborg, Flagstaff
Claimant Lawyers(s): Elliot Samuels, John J. Muldoon
Respondent(s): David Lansburgh, Brewer Financial Services, Gar Wood Securities, Llc
Respondent Lawyers(s): Adam Erickson, James E. Dahl, Thomas K. Anderson
Arbitrator(s): John N. Chapin, Champ W. Davis, Eugene N. Halladay
Hearing Site: Chicago, IL
Checkmark Icon$0
09-0695812/28/2011Claimant(s): Tall Trees
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Cole Partners, Lynn Sieben
Respondent Lawyers(s): Daniel D. White, Thomas F. Burke
Arbitrator(s): Robert S. Sugarman, Champ W. Davis, Abe Jay Goldsmith
Hearing Site: Chicago, IL
Checkmark IconExpungement
06-0126104/07/2008Claimant(s): Advanced Equities.
Claimant Lawyers(s): Andrew M. Zack
Respondent(s): Denise Kappel
Respondent Lawyers(s): Nicholas P. Iavarone
Arbitrator(s): Thomas F. Mahoney, Ann Breen-Greco, Champ W. Davis
Hearing Site: Chicago, IL

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