Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02474 | 06/07/2024 | Claimant(s): James Rudwall Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael F. Braun Arbitrator(s): Gregory G. Gocek, Susan L. Walker Hearing Site: Chicago, IL | ||
| 17-00926 | 12/22/2017 | Claimant(s): Jana Forster Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): LPL Financial LLC, Kodi Hermann Respondent Lawyers(s): Jon Kaplon Arbitrator(s): William M. Getzoff Hearing Site: Indianapolis, IN |  | $10,889 |
| 14-02677 | 03/25/2016 | Claimant(s): APS Corporation USA Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): Bruce Roberts, Peter Milhaupt, Sanjay Raghavan, Carolina Financial Securities Respondent Lawyers(s): Sylvia M. Scott Arbitrator(s): Hearing Site: Chicago, IL | | $0 |
| 12-03778 | 12/08/2014 | Claimant(s): Kimberly Bauers Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): Charles Schwab & Co.., Richard Rodriguez Respondent Lawyers(s): Anthony Valenzuela Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | | $0 |
| 11-02248 | 12/12/2012 | Claimant(s): I-Wen Liu, Thomas Campbell Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): Genevieve Mar Respondent Lawyers(s): Stephany McLaughlin Arbitrator(s): Peter Ordower, Champ W. Davis, Elliot Leitner Hearing Site: Chicago, IL | | $125,000 |
| 08-00789 | 03/27/2009 | Claimant(s): Lea Georgas Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): George Terzakis, Morgan Stanley & Co. Respondent Lawyers(s): Daniel Derechin, George D. Terzakis Arbitrator(s): Alan S. Farnell Hearing Site: Chicago, IL | | $7,063 |