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FINRA Awards for Eugene N. Halladay

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0018607/12/2017Claimant(s): Jose Valencia
Claimant Lawyers(s): Glen R. Gaffney
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): Thomas F. Mahoney, Eugene N. Halladay, Roger Keith MacDougall
Hearing Site: Chicago, IL
13-0225704/02/2015Claimant(s): Caryn Andrews, Dorothy Clarke
Claimant Lawyers(s): Stephany McLaughlin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): William M. Getzoff, Eugene N. Halladay, James A. Murphy
Hearing Site: Chicago, IL
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10-0386303/05/2012Claimant(s): Christopher Bartol, Matthew Spagat, Mitchell Simborg, Sheldon Simborg, Flagstaff
Claimant Lawyers(s): Elliot Samuels, John J. Muldoon
Respondent(s): David Lansburgh, Brewer Financial Services, Gar Wood Securities, Llc
Respondent Lawyers(s): Adam Erickson, James E. Dahl, Thomas K. Anderson
Arbitrator(s): John N. Chapin, Champ W. Davis, Eugene N. Halladay
Hearing Site: Chicago, IL
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