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FINRA Awards for Joshua Kroot

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0345802/21/2013Claimant(s): Baroukh Levi, Trudy Levi, Baroukh Levi IRA, Trudy and Baroukh Levi Joint Acct., Park Anesthesia PSP, Park Anesthesiologist PSP, Pro Anesthesia SC Emp RP, The Park Anestheia LLC 401K Plan, Baroukh Levi Living Trust
Claimant Lawyers(s): Martin Q. Ryan
Respondent(s): Timothy Mcfadden, Timothy Mcmullan, Capital Brokerage Corporation
Respondent Lawyers(s): Joshua Kroot, Timothy Owen McMullan, Timothy McFadden
Arbitrator(s): John D. Crawford, Champ W. Davis, Elizabeth C. Simon
Hearing Site: Chicago, IL
Checkmark IconExpungement

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