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FINRA Awards for Tall Trees

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0288405/29/2014Claimant(s): Tall Trees
Claimant Lawyers(s): Thomas Burke
Respondent(s): Gary Spitz, Mt Rushmore Securities LLC
Respondent Lawyers(s): Gary Mitchell Spitz
Arbitrator(s): Robin Lynn Berry, Mitchell S. Ostwald, Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0695812/28/2011Claimant(s): Tall Trees
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Cole Partners, Lynn Sieben
Respondent Lawyers(s): Daniel D. White, Thomas F. Burke
Arbitrator(s): Robert S. Sugarman, Champ W. Davis, Abe Jay Goldsmith
Hearing Site: Chicago, IL
Checkmark IconExpungement

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