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FINRA Awards for Timothy Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0081012/23/2015Claimant(s): Hollis Kelly, Timothy Kelly
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wayne Pirmann, Sigma Financial Corporation
Respondent Lawyers(s): Dennis K. Egan, Max S. Emmer
Arbitrator(s): Patrick R. Sughroue, Raymond Wade Henney, Michele Renee Zinn
Hearing Site: Detroit, MI
Checkmark IconExpungement
13-0365106/30/2015Claimant(s): Joseph Kapshandy
Claimant Lawyers(s): Eamon P. Kelly
Respondent(s): Timothy Kelly
Respondent Lawyers(s): Bradley P. Colborn
Arbitrator(s): Daniel R. Formeller, Champ W. Davis, Pamela A. Kentra
Hearing Site: Chicago, IL
Checkmark IconExpungement
09-0581310/25/2011Claimant(s): Robert Hall and Helen Hall
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Timothy Kelly
Respondent Lawyers(s): Timothy Llewellyn Kelly
Arbitrator(s): Brian J. Dunn, Jack B. Golden, Mary Elizabeth Satran
Hearing Site: Hartford, CT
Checkmark Icon$89,250

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