| 23-00715 | 08/16/2023 | Claimant(s): Hector Gongora
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Byron Crowe
Arbitrator(s): Anthony Marchese, Susan C Lushing, Evdokia Sofos
Hearing Site: New York, NY
| | |
| 22-01870 | 05/01/2023 | Claimant(s): Byron Crowe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Byron Crowe
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 13-01603 | 10/28/2014 | Claimant(s): Annabelle Relf, Jeffrey Relf
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): David Rogers, Dwight Badger, Keith Beck, Keith Daubenspeck, Matthew Gartner, Advanced Equities.
Respondent Lawyers(s): Amal S. Amin, Howard R. Elisofon, Keith Eric Beck
Arbitrator(s): Jeff Kilgore, Lynne M. Gomez, John Chelsea Allman
Hearing Site: Houston, TX
|  | Expungement |
| 11-02615 | 04/10/2014 | Claimant(s): Richard Fusari
Claimant Lawyers(s): Richard Fusari
Respondent(s): Advanced Equities., First Allied Securities.
Respondent Lawyers(s): Peter B. King, Robert Cross
Arbitrator(s): William H. Fleece, Deborah J. Powell, Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 11-03116 | 05/22/2013 | Claimant(s): Michael Stief
Claimant Lawyers(s): Marie Mirch
Respondent(s): Adam Antoniades, Alan Marcum, Catherine Cosgrove, Chapin Giordano, Craig Dindinger, David Rogers, Donna Bartlett, Dwight Badger, Garrett Merrill, Keith Daubenspeck, Michael Marderosian, Advanced Equities., First Allied Securities.
Respondent Lawyers(s): Jeffrey Compton, Marie Mirch, Michael Frederick Marderosian
Arbitrator(s): James O. Johnson, William L. Merkin, Sally G. Williams
Hearing Site: San Diego, CA
| | Expungement |
| 10-00813 | 12/06/2012 | Claimant(s): Aaron Segal, David Landskowsky, Eric Rubenstein, Scott Cardone, Timothy Herrmann, Todd Harrigan
Claimant Lawyers(s): Richard Roth, Ross Carmell
Respondent(s): Byron Crowe, Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Howard Elisofon
Arbitrator(s): Stewart E. Winner, Susan Y. Chin, W. Alexander Melbardis
Hearing Site: New York, NY
| | |
| 10-00048 | 05/17/2012 | Claimant(s): John Galinsky
Claimant Lawyers(s): Michael J. Lohnes
Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Jeffrey S. Fowler
Arbitrator(s): Ann Wilhelmina Kuppe, Richard J. Belmonte, Glenn A. Zipp
Hearing Site: Chicago, IL
| | |
| 10-02906 | 12/12/2011 | Claimant(s): Scott Sutherland
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Sanford J. Prizant, Richard R. Bicek, James A. Murphy
Hearing Site: Chicago, IL
| | |
| 11-02649 | 10/21/2011 | Claimant(s): Advanced Equities.
Claimant Lawyers(s): Grant R. Cornehls
Respondent(s): Frank Mazzola, Jared Carmel, Felix Investments LLC
Respondent Lawyers(s): Barry M. Bordetsky, Catania Facher
Arbitrator(s): Marguerite B. Filson, Stuart Rothenstein, Allan E. Johnson
Hearing Site: New York, NY
| | |
| 09-05937 | 01/07/2011 | Claimant(s): Heather Donahue
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Carol M. Goodman
Arbitrator(s): Judith R. MacDonald, Dorothy F. Gray, Diane Getzler
Hearing Site: New York, NY
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