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FINRA Awards for Carol M. Goodman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0593701/07/2011Claimant(s): Heather Donahue
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Carol M. Goodman
Arbitrator(s): Judith R. MacDonald, Dorothy F. Gray, Diane Getzler
Hearing Site: New York, NY

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