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FINRA Awards for W. Alexander Melbardis

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0211908/06/2013Claimant(s): Richard Lumelleau
Claimant Lawyers(s): John D. Singer
Respondent(s): Rencap Securities.
Respondent Lawyers(s): Brian L. Friedman
Arbitrator(s): Mitchell S. Friedman, Joseph A. Forgione, W. Alexander Melbardis
Hearing Site: New York, NY
12-0242405/23/2013Claimant(s): Staffan Hallerdt
Claimant Lawyers(s): Andrew P. Saulitis
Respondent(s): Robert Degraw
Respondent Lawyers(s): Robert Andrew Degraw
Arbitrator(s): W. Alexander Melbardis
Hearing Site: New York, NY
Checkmark Icon$8,300
10-0081312/06/2012Claimant(s): Aaron Segal, David Landskowsky, Eric Rubenstein, Scott Cardone, Timothy Herrmann, Todd Harrigan
Claimant Lawyers(s): Richard Roth, Ross Carmell
Respondent(s): Byron Crowe, Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Howard Elisofon
Arbitrator(s): Stewart E. Winner, Susan Y. Chin, W. Alexander Melbardis
Hearing Site: New York, NY
07-0300312/04/2008Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Brian H. Reis
Respondent(s): Christopher Fallo
Respondent Lawyers(s): Ethan Leonard
Arbitrator(s): Raymond Nardo, W. Alexander Melbardis, Howard L. Haykin
Hearing Site: New York, NY

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