11-00610 | 09/29/2011 | Claimant(s): Jim McCormickand Fionnuala McCormick Claimant Lawyers(s): Jim McCormick Respondent(s): Harry Friedman Respondent Lawyers(s): Brian H. Reis Arbitrator(s): Charles Kleinbaum Hearing Site: New York, NY
| | $425 |
08-00500 | 01/28/2011 | Claimant(s): Marcia Sternlieb Claimant Lawyers(s): Brian H. Reis Respondent(s): Jason Woessner, Stanley Brooks, Brookstreet Securities Corp. Respondent Lawyers(s): H Thomas Fehn, Jason Woessner Arbitrator(s): John Steve Azadian, Muriel Desloovere, Edith N. Dinneen Hearing Site: Clearwater, FL
| | $1,150 |
09-02154 | 08/09/2010 | Claimant(s): Beverly Goldfarb, Herbert Goldfarb Claimant Lawyers(s): Brian H. Reis Respondent(s): Peter Gelwarg, Sanford C. Bernstein & Co. Respondent Lawyers(s): Sean M. Murphy Arbitrator(s): Edith M. Novack, Walter C. Parrish, Morton S. Bunis Hearing Site: Newark, NJ
| | $0 |
07-02067 | 03/16/2009 | Claimant(s): Dennis Brooks Claimant Lawyers(s): Richard D. Brady Respondent(s): Adam Sclafani, Angel Suarez Respondent Lawyers(s): Angel L. Suarez, Brian H. Reis Arbitrator(s): H. Yancey Reser, Lisa E. Schuchman, Judith Hill Henderson Hearing Site: Seattle, WA
| | $8,704 |
07-03003 | 12/04/2008 | Claimant(s): Prestige Financial Center. Claimant Lawyers(s): Brian H. Reis Respondent(s): Christopher Fallo Respondent Lawyers(s): Ethan Leonard Arbitrator(s): Raymond Nardo, W. Alexander Melbardis, Howard L. Haykin Hearing Site: New York, NY
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07-01788 | 09/15/2008 | Claimant(s): Claimant Lawyers(s): Respondent(s): Harry Friedman, Sloan Securities Corp. Respondent Lawyers(s): Brian H. Reis, Robert K. Ross Arbitrator(s): Richard E. Lerner, Edward L. Levine, Jeffrey H. Rosenthal Hearing Site: Newark, NJ
| | $136,780 |