| 12-02963 | 09/06/2013 | Claimant(s): Myong Butler
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Kari Kennard, Robert Cannon
Respondent Lawyers(s): Diane M. Meyers, Jeffrey S. Salisbury
Arbitrator(s): John A. Bender, James R. Medley, John Howard Resing
Hearing Site: Seattle, WA
|  | Dismissed by Rule 12206 |
| 11-02923 | 08/02/2012 | Claimant(s): Barbara Hasting, David O'Harrow, Dennis Sager, Jozef Alena, Kim Sager, Marvin Hasting, Velma Byers, Living Trust U/A/D 10/14/91 FBO Marvin D
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Ingrid Gintz, Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Jack M. Lovejoy
Arbitrator(s): Thomas D. Cochran, William P. Bergsten, Michael R.E. Sanders
Hearing Site: Seattle, WA
| | $600 |
| 10-03857 | 10/20/2011 | Claimant(s): Mary C. Gregory Trust U/A DTD 10/5/77
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Mutual Service Corporation
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): John A. Bender
Hearing Site: Seattle, WA
| | Dismissed by Rule 12206 |
| 10-01547 | 05/02/2011 | Claimant(s): Cyndi R. Olejar Living Trust, Sonya J. Olejar Living Trust dd 12/14/98
Claimant Lawyers(s): Richard D. Brady
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
| | $0 |
| 08-03874 | 11/24/2009 | Claimant(s): Arlan Coulter
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Daniel Wiersma, Edward Grogan, Commonwealth Equity Services.
Respondent Lawyers(s): Charles A. Lyman
Arbitrator(s): Michael W. Reinhardt, John M. Casey, Michael R.E. Sanders
Hearing Site: Seattle, WA
| | $84,972 |
| 07-02067 | 03/16/2009 | Claimant(s): Dennis Brooks
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Adam Sclafani, Angel Suarez
Respondent Lawyers(s): Angel L. Suarez, Brian H. Reis
Arbitrator(s): H. Yancey Reser, Lisa E. Schuchman, Judith Hill Henderson
Hearing Site: Seattle, WA
| | $8,704 |
| 07-03183 | 06/13/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David George
Respondent Lawyers(s): David George
Arbitrator(s): Richard D. Brady
Hearing Site: Seattle, WA
| | $0 |
