Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03846 | 06/05/2015 | Claimant(s): Charlton Coroni Claimant Lawyers(s): Charlton Coroni Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN |  | $425 |
| 13-01730 | 11/28/2014 | Claimant(s): Anna Sabatino Claimant Lawyers(s): Evans J. Carter Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | | $0 |
| 13-03781 | 07/30/2014 | Claimant(s): James Nagengast Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America. Respondent Lawyers(s): Carmen Brun Arbitrator(s): Mark S. Foster, Henry R. Cox, Hollie M. Mason Hearing Site: Omaha, NE | ||
| 13-02915 | 05/01/2014 | Claimant(s): Steve Manley Claimant Lawyers(s): Steve Manley Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Ralph M. Goren Hearing Site: Indianapolis, IN | | $6,574 |
| 11-02736 | 03/04/2014 | Claimant(s): Bart Sullivan, Bart Sullivan. Claimant Lawyers(s): Bart Sullivan Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Michael D. Harrison, Dennis A. Torres, Jack R. Goetz Hearing Site: Los Angeles, CA | | $0 |
| 11-00600 | 01/16/2013 | Claimant(s): Melvyn M. Heller Rollover IRA Claimant Lawyers(s): Benjamin Lapin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY | | $0 |
| 10-04755 | 06/07/2011 | Claimant(s): Andrew Schroder Claimant Lawyers(s): Andrew Schroder Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): George R. Canty Hearing Site: Boca Raton, FL | | $350 |
| 10-04643 | 05/23/2011 | Claimant(s): Janbaz Sidiqi Claimant Lawyers(s): Janbaz Sidiqi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | | $88 |
| 10-01547 | 05/02/2011 | Claimant(s): Cyndi R. Olejar Living Trust, Sonya J. Olejar Living Trust dd 12/14/98 Claimant Lawyers(s): Richard D. Brady Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Robert M. Stein Hearing Site: Seattle, WA | | $0 |
| 10-01284 | 11/09/2010 | Claimant(s): Harold Y. Fain TTee of Harold Y. Fain Claimant Lawyers(s): Harold Y. Fain Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Donald Theodore Ryce Hearing Site: Boca Raton, FL | | $0 |