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FINRA Awards for Bart Sullivan.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0273603/04/2014Claimant(s): Bart Sullivan, Bart Sullivan.
Claimant Lawyers(s): Bart Sullivan
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Michael D. Harrison, Dennis A. Torres, Jack R. Goetz
Hearing Site: Los Angeles, CA
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