11-02736 | 03/04/2014 | Claimant(s): Bart Sullivan, Bart Sullivan. Claimant Lawyers(s): Bart Sullivan Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Michael D. Harrison, Dennis A. Torres, Jack R. Goetz Hearing Site: Los Angeles, CA
| | $0 |
11-03452 | 08/16/2013 | Claimant(s): Betty Saleh, Patrick FitzWilliam Claimant Lawyers(s): Maxwell M. Blecher Respondent(s): Wedbush Securities Inc., Edward Wedbush, Michael Gardner, Richard Lanni Respondent Lawyers(s): Jerry S. Phillips, John Erikson Arbitrator(s): Robert A. Lombardi, Dennis A. Torres, Robert Dean McKinley Hearing Site: Los Angeles, CA
| | $435,380 |
08-04006 | 08/26/2009 | Claimant(s): Peak Securities Corporation Claimant Lawyers(s): Chad Weaver Respondent(s): Gregg Mulholland, Bruin Industries. Respondent Lawyers(s): Irving M. Einhorn Arbitrator(s): Elliott David Finkel, Dennis A. Torres, Randall N. Kirk Hearing Site: Los Angeles, CA
| | $0 |
08-01322 | 08/25/2009 | Claimant(s): Ilene Graham Claimant Lawyers(s): William S. Bonnheim Respondent(s): Michael Goodman, Stone & Youngberg LLC Respondent Lawyers(s): Cara L. Meredith, Gregory E. Copeland Arbitrator(s): Jeffrey E. Skogsbergh, Richard J. Stall, Dennis A. Torres Hearing Site: Los Angeles, CA
| | Expungement |
07-02096 | 02/17/2009 | Claimant(s): David Glazov Claimant Lawyers(s): D. Aaron Brock Respondent(s): Ameriprise Advisor Services., Robert Terry Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Mandel E. Himelstein, Harold K. Hunt, Dennis A. Torres Hearing Site: Los Angeles, CA
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07-02111 | 02/06/2009 | Claimant(s): Paul Baiocchi Claimant Lawyers(s): L.B. Chip Edleson Respondent(s): Euro Pacific Capital. Respondent Lawyers(s): Debra L. Fischer Arbitrator(s): Laurent C. Vonderweidt, Dennis A. Torres, Debra Brothers Self Hearing Site: Los Angeles, CA
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06-04210 | 09/05/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Thomas Volz Respondent(s): Javier Ruedas Respondent Lawyers(s): Dean R. Kitano Arbitrator(s): Robert D. Sussin, Blaine Smith, Dennis A. Torres Hearing Site: Los Angeles, CA
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06-03185 | 08/20/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Elias Lopez-Hakimian Respondent Lawyers(s): Daniel L. Hitzke Arbitrator(s): Dennis A. Torres, Robert C. Albini, Paul Frederick Meyer Hearing Site: Los Angeles, CA
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